光大证券股份有限公司第五届董事会第十次会议决议公告

　　A股代码：601788             A股简称：光大证券             公告编号：临2018-059

　　H股代码：6178               H股简称：光大证券                                      

　　光大证券股份有限公司第五届董事会第十次会议决议公告

　　本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。

　　光大证券股份有限公司（以下简称“公司”）于2018年12月3日以通讯方式召开第五届董事会第十次会议。本次会议应到董事12人，实到董事12人，本次会议的召开符合相关法律法规、公司规章制度的有关规定。

　　公司董事书面表决通过了以下议案：

　　一、审议通过了《关于修订<公司章程>的议案》，同意：（1）对《公司章程》作出修订，具体修订内容参见附件；（2）提请股东大会同意授权董事会并同意董事会转授权经营管理层：根据证券监管部门的核准或备案情况对公司《公司章程》进行相应的调整（包括但不限于对文字、章节、条款、生效条件等进行调整）；办理本次公司《公司章程》修订的相关手续（包括但不限于工商登记变更等相关手续）。

　　议案表决情况：同意12票，反对0票，弃权0票。

　　本议案尚需提交公司股东大会审议。

　　特此公告。

　　附件：《公司章程》具体修订内容

　　光大证券股份有限公司

　　董事会

　　2018年12月4日

 　　附件:

　　《公司章程》具体修订内容 修订前条款                                                                                                                                                                                                                                                                                                                                                              修订后条款                                                                                                                                                                                                                                                                                                                                                                                                                                                                              修订依据

第二十七条公司在下列情况下，可以依照法律、行政法规、部门规章和本章程的规定，收购本公司的股份：                                                                                                                                                                                                                                                                          第二十七条公司在下列情况下，可以依照法律、行政法规、部门规章和本章程的规定，收购本公司的股份：                                                                                                                                                                                                                                                                                                                                                                                          《中华人民共和国公司法（2018）》第一百四十二条

（一）减少公司注册资本；                                                                                                                                                                                                                                                                                                                                                （一）减少公司注册资本；                                                                                                                                                                                                                                                                                                                                                                                                                                                                    

（二）与持有本公司股票的其他公司合并；                                                                                                                                                                                                                                                                                                                                  （二）与持有本公司股票的其他公司合并；                                                                                                                                                                                                                                                                                                                                                                                                                                                      

（三）将股份奖励给本公司职工；                                                                                                                                                                                                                                                                                                                                          （三）将股份用于员工持股计划或者股权激励；                                                                                                                                                                                                                                                                                                                                                                                                                                                  

（四）股东因对股东大会作出的公司合并、分立决议持异议，要求公司收购其股份的。                                                                                                                                                                                                                                                                                            （四）股东因对股东大会作出的公司合并、分立决议持异议，要求公司收购其股份的；                                                                                                                                                                                                                                                                                                                                                                                                                

（五）法律、行政法规许可的其他情况。                                                                                                                                                                                                                                                                                                                                    （五）将股份用于转换公司发行的可转换为股票的公司债券；                                                                                                                                                                                                                                                                                                                                                                                                                                      

除上述情形外，公司不进行买卖本公司股份的活动。                                                                                                                                                                                                                                                                                                                          （六）公司为维护公司价值及股东权益所必需；                                                                                                                                                                                                                                                                                                                                                                                                                                                  

                                                                                                                                                                                                                                                                                                                                                                        （七）法律、行政法规许可的其他情况。                                                                                                                                                                                                                                                                                                                                                                                                                                                        

                                                                                                                                                                                                                                                                                                                                                                        除上述情形外，公司不进行买卖本公司股份的活动。                                                                                                                                                                                                                                                                                                                                                                                                                                              

第二十八条公司收购本公司股份，可以选择下列方式之一进行：                                                                                                                                                                                                                                                                                                                第二十八条公司收购本公司股份，可以选择下列方式之一进行：                                                                                                                                                                                                                                                                                                                                                                                                                                《中华人民共和国公司法（2018）》第一百四十二条

（一）向全体股东按照相同比例发出购回要约；                                                                                                                                                                                                                                                                                                                              （一）向全体股东按照相同比例发出购回要约；                                                                                                                                                                                                                                                                                                                                                                                                                                                  

（二）在证券交易所通过公开交易方式购回；                                                                                                                                                                                                                                                                                                                                （二）在证券交易所通过公开交易方式购回；                                                                                                                                                                                                                                                                                                                                                                                                                                                    

（三）在证券交易所外以协议方式购回；                                                                                                                                                                                                                                                                                                                                    （三）在证券交易所外以协议方式购回；                                                                                                                                                                                                                                                                                                                                                                                                                                                        

（四）国家法律、行政法规和有关主管部门核准的其他形式。                                                                                                                                                                                                                                                                                                                  （四）国家法律、行政法规和有关主管部门核准的其他形式。                                                                                                                                                                                                                                                                                                                                                                                                                                      

                                                                                                                                                                                                                                                                                                                                                                        公司因本章程第二十七条第（三）项、第（五）项、第（六）项规定的情形收购本公司股份的，应当通过公开的集中交易方式进行。                                                                                                                                                                                                                                                                                                                                                                        

 第二十九条公司因本章程第二十七条第（一）项至第（三）项的原因收购本公司股份的，应当经股东大会决议。公司依照第二十七条规定收购本公司股份后，属于第（一）项情形的，应当自收购之日起10日内注销；属于第（二）项、第（四）项情形的，应当在6个月内转让或者注销。                                                                                                                                                                                                                                                                                         第二十九条公司因本章程第二十七条第（一）项、第（二）项的原因收购本公司股份的，应当经股东大会决议；因本章程第二十七条第（三）项、第（五）项、第（六）项规定的情形收购本公司股份的，由公司三分之二以上董事出席的董事会会议负责决定。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     《中华人民共和国公司法（2018）》第一百四十二条

公司依照第二十七条第（三）项规定收购的本公司股份，将不超过本公司已发行股份总额的5%；用于收购的资金应当从公司的税后利润中支出；所收购的股份应当1年内转让给职工。                                                                                                                                                                                                                                                                                                                                                                                   公司依照第二十七条规定收购本公司股份后，属于第（一）项情形的，应当自收购之日起10日内注销；属于第（二）项、第（四）项情形的，应当在6个月内转让或者注销；属于第（三）项、第（五）项、第（六）项情形的，公司合计持有的本公司股份数不得超过本公司已发行股份总额的10%，并应当在3年内转让或者注销。                                                                                                                                                                                                                                                                                                                                                                                                                              

公司注销该部分股份后，应向原公司登记机关申请办理注册资本变更登记。被注销股份的票面总值应当从公司的注册资本中核减。                                                                                                                                                                                                                                                                                                                                                                                                                                公司注销该部分股份后，应向原公司登记机关申请办理注册资本变更登记。被注销股份的票面总值应当从公司的注册资本中核减。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  公司收购本公司股份应当依照《证券法》的规定履行信息披露义务。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

第一百五十三条董事会行使下列职权：                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                第一百五十三条董事会行使下列职权：                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     《中华人民共和国公司法（2018）》第一百四十二条

……                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ……                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

（七）拟订公司重大收购、收购公司股票或者合并、分立、解散及变更公司形式的方案；                                                                                                                                                                                                                                                                                                                                                                                                                                                                    （七）拟订公司重大收购、因本章程第二十七条第（一）项、第（二）项的原因收购本公司股份或者合并、分立、解散及变更公司形式的方案；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

……                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ……                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

（十九）法律、行政法规、部门规章或本章程授予的其他职权。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          （十九）负责决定公司因本章程第二十七条第（三）项、第（五）项、第（六）项的原因收购本公司股份；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

……                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              （二十）法律、行政法规、部门规章或本章程授予的其他职权。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  ……                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

第一百六十五条董事会会议应当有过半数的董事出席方可举行。除本章程另有规定外，董事会作出决议，必须经全体董事的过半数通过。                                                                                                                                                                                                                                                                                                                                                                                                                          第一百六十五条除本章程另有规定外，董事会会议应当有过半数的董事出席方可举行。除本章程另有规定外，董事会作出决议，必须经全体董事的过半数通过。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           《中华人民共和国公司法（2018）》第一百四十二条

董事会决议的表决，实行一人一票。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  董事会决议的表决，实行一人一票。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

当反对票和赞成票相等时，董事长有权多投一票。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      当反对票和赞成票相等时，董事长有权多投一票。